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Compliance checklists

The following checklists and questions are available to assist Code Compliance Officers in collating information and putting in place procedures for ensuring compliance with either the HIP Code or the Search Code.

  • Checklist for Code Compliance Officers
  • Compliance Questions for Firms registered under the HIP Code
  • Compliance Questions for Firms registered under the Search Code

A copy of these checklists will be sent to all registered firms.

   

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